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WU Wan-Chi

吳婉琪
CE APC272Licensed IndividualSFO licence active
Official SFC record

WU Wan-Chi (CE number APC272) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (2)

2018-07-05 – present Current
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2 RA 4
2007-07-12 – 2018-05-31
Rich Union Securities (H.K.) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APC272