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IM Kai Chuen, Stephen

嚴啟銓
CE APC198Licensed IndividualResponsible OfficerSFO licence active

IM Kai Chuen, Stephen (CE number APC198) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGrand Partners Asset Management Limited
利盟資產管理有限公司
Responsible OfficerGrand Partners Investment Consultants Limited
利盟投資顧問有限公司
Responsible OfficerGrand Partners Securities Limited
利盟證券有限公司

Licence Record (9)

2022-11-23 – present Current
2022-11-23 – present Current
2018-04-19 – present Current
2018-10-08 – 2022-11-23
2014-09-25 – 2018-04-19
2009-10-07 – 2009-11-04
2007-07-31 – 2010-07-10