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WONG Gladys Chi-ching

黃志貞
CE APB571Licensed IndividualSFO licence active
Official SFC record

WONG Gladys Chi-ching (CE number APB571) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTBP Investment Advisory (HK) Limited

Licence Record (3)

2015-10-14 – present Current
TBP Investment Advisory (HK) Limited Rep
RA 9
2012-10-04 – 2015-09-02
Polen Capital HK Limited Rep
RA 1 RA 4
2007-08-03 – 2012-10-31
Lloyd George Investment Management (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APB571