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TAM Joy Yee, Joyce

譚載怡
CE AOY796Licensed IndividualSFO licence active
Official SFC record

TAM Joy Yee, Joyce (CE number AOY796) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
RepresentativeGoldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司

Licence Record (3)

2016-10-11 – present Current
Goldman Sachs (Asia) Securities Limited Rep
RA 2
2007-06-01 – present Current
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4 RA 9
2007-06-01 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOY796