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LIU Kuo Ping

劉國萍
CE AOY514Licensed IndividualSFO licence active
Official SFC record

LIU Kuo Ping (CE number AOY514) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePreferred Investment Advisors (H.K.) Limited
保富投資顧問(香港)有限公司

Licence Record (2)

2024-09-04 – present Current
Preferred Investment Advisors (H.K.) Limited Rep
RA 9
2007-05-25 – 2009-07-31
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOY514