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CHAN Kit Tak

陳傑德
CE AOY488Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Kit Tak (CE number AOY488) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLion Global Financial Limited
獅瀚環球金融有限公司

Licence Record (6)

2021-10-20 – present Current
Lion Global Financial Limited RO
RA 1 RA 4 RA 9
2018-08-15 – 2021-10-20
Lion Global Financial Limited Rep
RA 1 RA 4 RA 9
2011-07-18 – 2018-03-05
Meiji Yasuda Asia Limited Rep
RA 4 RA 9
2010-01-18 – 2011-07-07
KGI Asia Limited Rep
RA 4
2008-10-02 – 2010-08-17
KGI Wealth Management Limited Rep
RA 4
2007-07-04 – 2008-08-30
Everbright Securities Investment Services (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOY488