LI Kin Man, Kent

李健文

CE AOY339Licensed IndividualResponsible OfficerSFO licence active

LI Kin Man, Kent (CE number AOY339) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司
Representative	Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司

Licence Record (11)

2025-08-01 – present Current

Golden Hen Securities and Futures Limited RO

RA 1 RA 2 RA 3 RA 4 RA 9

2024-12-19 – present Current

Golden Hen Securities and Futures Limited Rep

RA 1 RA 2 RA 4 RA 5 RA 9

2021-08-16 – 2022-10-06

Magic Compass Securities Limited RO

RA 1 RA 2 RA 3 RA 4 RA 9

2021-04-30 – 2021-05-12

KuCoin HK Limited Rep

RA 1 RA 4

2021-04-30 – 2021-05-12

KuCoin Asset Management Limited Rep

RA 9

2021-04-30 – 2021-05-12

KuCoin Commodity Futures Limited RO

RA 2

2018-08-07 – 2020-03-26

Wanexe Securities (HK) Limited RO

RA 2 RA 3 RA 5

2016-11-09 – 2017-09-30

Wing Fung Securities Limited Rep

RA 1

2014-01-02 – 2017-09-30

Wing Fung Forex Limited RO

RA 3

2009-02-20 – 2014-01-02

Wing Fung Forex Limited Rep

RA 3

2007-05-25 – 2017-09-30

Wing Fung Futures Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOY339