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YEH Su-Chen

葉素甄
CE AOY032Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YEH Su-Chen (CE number AOY032) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerKGI Asia Limited
凱基證券亞洲有限公司

Licence Record (4)

2017-10-03 – present Current
KGI Asia Limited RO
RA 1 RA 4
2013-11-27 – 2017-10-02
KGI Asia Limited RO
RA 1 RA 4
2009-03-17 – 2017-10-02
KGI Wealth Management Limited RO
RA 1 RA 4
2007-06-27 – 2009-03-17
KGI Wealth Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOY032