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GUO Ying

郭瑩
CE AOW923Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GUO Ying (CE number AOW923) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-07. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 10 (Credit rating). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCSPI Credit Ratings Company Limited
中証鵬元國際評級有限公司

Licence Record (5)

2021-11-25 – present Current
CSPI Credit Ratings Company Limited RO
RA 10
2017-12-21 – 2021-11-25
CSPI Credit Ratings Company Limited Rep
RA 10
2015-03-05 – 2017-09-11
Fitch (Hong Kong) Limited Rep
RA 10
2010-10-12 – 2015-03-02
CCB International Securities Limited Rep
RA 4
2007-05-07 – 2009-06-12
Macquarie Capital Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOW923