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TSE Kwok Hang

謝國恒
CE AOW770Licensed IndividualSFO licence active
Official SFC record

TSE Kwok Hang (CE number AOW770) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeWRise Prestige Asset Management Limited
昇世匯盈資產管理有限公司
RepresentativeWRise Prestige Securities Limited
昇世匯盈證券有限公司

Licence Record (7)

2024-10-22 – present Current
WRise Prestige Securities Limited Rep
RA 1
2024-10-22 – present Current
WRise Prestige Asset Management Limited Rep
RA 4
2023-01-16 – 2024-07-04
Jakota Asset Management Limited Rep
RA 1 RA 4
2018-04-26 – 2023-01-13
Jakota Securities Group Limited Rep
RA 1 RA 4
2017-01-03 – 2018-01-19
Sun International Investment Services Limited Rep
RA 1 RA 4
2014-07-24 – 2016-12-30
Imperium International Securities Limited Rep
RA 1
2007-06-06 – 2014-06-30
OnePlatform Asset Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOW770