KWOK Chi Yeung

郭至洋

CE AOV745Licensed IndividualResponsible OfficerSFO licence active

KWOK Chi Yeung (CE number AOV745) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Forwin Capital Management Limited 富榮資產管理有限公司

Licence Record (14)

2019-03-11 – present Current

Forwin Capital Management Limited RO

RA 4 RA 9

2019-06-06 – 2023-12-04

Forwin Futures Group Limited RO

RA 2

2019-03-11 – 2025-03-17

Forwin Securities Group Limited RO

RA 1

2019-02-11 – 2019-03-11

Forwin Securities Group Limited Rep

RA 1

2019-02-11 – 2019-03-11

Forwin Capital Management Limited Rep

RA 4 RA 9

2017-11-21 – 2018-11-22

Sunfund Fund Management Limited RO

RA 9

2017-01-23 – 2018-11-22

Sunfund Securities Limited RO

RA 1 RA 4

2016-04-19 – 2017-01-13

Central Wealth Securities Investment Limited RO

RA 1 RA 4

2016-04-19 – 2017-01-13

Central Wealth Futures Limited RO

RA 2 RA 5

2015-07-16 – 2016-04-01

Core Pacific - Yamaichi International (H.K.) Limited Rep

RA 1

2015-07-16 – 2016-04-01

Core Pacific-Yamaichi Securities (H.K.) Limited Rep

RA 1

2015-07-16 – 2016-04-01

Core Pacific-Yamaichi Futures (H.K.) Limited Rep

RA 2

2007-05-04 – 2015-06-25

Chief Securities Limited Rep

RA 1

2007-05-04 – 2015-06-25

Chief Commodities Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOV745