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SO Ching Man

蘇靖雯
CE AOV538Licensed IndividualSFO licence active
Official SFC record

SO Ching Man (CE number AOV538) is an individual licensed by the Hong Kong SFC. First licensed on 2007-04-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeABCI Securities Company Limited
農銀國際證券有限公司

Licence Record (4)

2011-05-03 – present Current
ABCI Securities Company Limited Rep
RA 1
2007-11-20 – 2011-04-18
CASH Asset Management Limited Rep
RA 9
2007-04-30 – 2011-04-18
Celestial Securities Limited Rep
RA 1 RA 3
2007-04-30 – 2011-04-18
Celestial Commodities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOV538