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HO Wai Chu

何位珠
CE AOU147Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HO Wai Chu (CE number AOU147) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司
RepresentativeChina Galaxy International Futures (Hong Kong) Co., Limited
中國銀河國際期貨(香港)有限公司

Licence Record (4)

2016-09-22 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited RO
RA 1
2012-03-02 – present Current
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2011-12-16 – 2016-09-22
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2007-05-30 – 2011-10-12
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 2 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOU147