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FU Ka Ho

傅家豪
CE AOT860Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FU Ka Ho (CE number AOT860) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Hong Kong Capital Asset Management Company Limited
中港金融資產管理有限公司

Licence Record (19)

2021-04-01 – present Current
China Hong Kong Capital Asset Management Company Limited RO
RA 9
2021-02-17 – 2021-04-01
China Hong Kong Capital Asset Management Company Limited Rep
RA 9
2019-11-07 – 2021-02-16
Carlyon Asset Management Limited RO
RA 9
2019-09-23 – 2019-11-07
Carlyon Asset Management Limited Rep
RA 9
2019-01-18 – 2019-08-31
Hope Chain Asset Management Co., Limited RO
RA 4 RA 9
2018-03-28 – 2019-01-07
Evergain Funds Limited RO
RA 9
2016-07-28 – 2018-01-01
Formax Securities Limited RO
RA 1
2016-05-27 – 2018-01-01
Formax Securities Limited Rep
RA 1 RA 2
2016-05-27 – 2017-12-31
Formax Asset Management Limited Rep
RA 9
2015-04-13 – 2016-05-03
Fulbright Asset Management Limited Rep
RA 9
2013-10-09 – 2013-11-20
Okasan International (Asia) Limited Rep
RA 1
2012-11-14 – 2016-05-03
Fulbright Securities Limited Rep
RA 1 RA 4
2012-11-14 – 2013-10-01
Fulbright Futures Limited Rep
RA 2
2012-06-18 – 2012-11-02
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2
2012-03-26 – 2012-05-15
KGI Asia Limited Rep
RA 1
2012-03-26 – 2012-05-15
KGI Futures (Hong Kong) Limited Rep
RA 2
2009-07-20 – 2012-11-02
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 2
2009-01-29 – 2009-07-10
Celestial Commodities Limited Rep
RA 2
2007-05-09 – 2009-07-10
Celestial Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOT860