LEE Ka Yee, Jacqueline

李家怡

CE AOS409Licensed IndividualSFO licence active

LEE Ka Yee, Jacqueline (CE number AOS409) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Holly International Financial Holdings Limited 弘業國際金融控股有限公司

Licence Record (15)

2024-06-25 – present Current

Holly International Financial Holdings Limited Rep

RA 1 RA 2

2018-10-26 – 2021-06-15

KGI Asia Limited Rep

RA 1

2018-10-26 – 2021-06-15

KGI Futures (Hong Kong) Limited Rep

RA 2

2011-10-04 – 2015-09-29

South China Forex Limited Rep

RA 3

2011-08-22 – 2015-09-29

South China Securities Limited Rep

RA 1

2011-08-22 – 2015-09-29

South China Commodities Limited Rep

RA 2

2010-11-09 – 2011-08-10

RHB Securities Hong Kong Limited Rep

RA 1

2010-11-09 – 2011-08-10

RHB Futures Hong Kong Limited Rep

RA 2

2009-07-14 – 2009-10-28

Celestial Securities Limited Rep

RA 1 RA 3

2009-07-14 – 2009-10-28

Celestial Commodities Limited Rep

RA 2

2007-09-20 – 2008-09-03

Tung Shing Securities (Brokers) Limited Rep

RA 1

2007-09-20 – 2008-09-03

Tung Shing Futures (Brokers) Limited Rep

RA 2

2007-03-21 – 2010-10-22

Everbright Securities Investment Services (HK) Limited Rep

RA 1

2007-03-21 – 2010-10-22

CES Commodities (HK) Limited Rep

RA 2

2007-03-21 – 2010-10-22

CES Forex (HK) Limited Rep

RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOS409