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AN Ran

安冉
CE AOR599Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

AN Ran (CE number AOR599) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerICBC International Securities Limited
工銀國際證券有限公司
RepresentativeICBC International Futures Limited
工銀國際期貨有限公司

Licence Record (6)

2020-02-12 – present Current
ICBC International Futures Limited Rep
RA 2
2018-11-30 – present Current
ICBC International Securities Limited RO
RA 1 RA 4
2017-12-20 – 2019-12-06
ICBC International Securities Limited Rep
RA 1 RA 4
2014-09-01 – 2017-11-01
CCB International Securities Limited RO
RA 1 RA 4
2011-10-04 – 2014-09-01
CCB International Securities Limited Rep
RA 1 RA 4
2007-05-07 – 2008-02-23
Wocom Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOR599