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HUANG Hiu Tan

黃曉丹
CE AOQ960Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUANG Hiu Tan (CE number AOQ960) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-05. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 10 (Credit rating). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerS&P Global Ratings Hong Kong Limited

Licence Record (5)

2022-06-22 – present Current
S&P Global Ratings Hong Kong Limited RO
RA 10
2016-01-13 – 2022-06-22
S&P Global Ratings Hong Kong Limited Rep
RA 10
2012-05-10 – 2015-12-21
Citigroup Global Markets Asia Limited Rep
RA 4
2010-03-09 – 2012-04-03
Credit Agricole Securities (Asia) Limited Rep
RA 4
2007-03-05 – 2008-10-22
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOQ960