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AU Yu Hang, Johannes

歐宇恆
CE AOP023Licensed IndividualSFO licence active
Official SFC record

AU Yu Hang, Johannes (CE number AOP023) is an individual licensed by the Hong Kong SFC. First licensed on 2007-02-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeABCI Securities Company Limited
農銀國際證券有限公司

Licence Record (3)

2012-06-18 – present Current
ABCI Securities Company Limited Rep
RA 1 RA 4
2010-07-27 – 2012-06-01
BNP Paribas Securities (Asia) Limited Rep
RA 4
2007-02-26 – 2008-11-20
CLSA Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOP023