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NG Siu Cho

吳兆祖
CE AON640Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Siu Cho (CE number AON640) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCMSC Partners Limited
和信資本有限公司

Licence Record (9)

2024-10-24 – present Current
CMSC Partners Limited RO
RA 4 RA 9
2022-07-22 – 2024-09-15
Hong Kong Mingdao Asset Management Limited RO
RA 4 RA 9
2021-12-03 – 2022-05-10
Astraria Partners Limited RO
RA 9
2020-07-24 – 2020-12-18
China Harbour International Asset Management Limited RO
RA 4 RA 9
2018-11-09 – 2019-09-30
HK Keystone Capital Limited RO
RA 1 RA 4 RA 9
2017-05-05 – 2017-06-22
IDS Forex HK Limited RO
RA 4 RA 9
2013-11-06 – 2014-05-09
HongShan Capital Advisors (Hong Kong) Limited RO
RA 9
2013-08-19 – 2013-11-06
HongShan Capital Advisors (Hong Kong) Limited Rep
RA 9
2007-03-23 – 2013-07-12
Allard Partners Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AON640