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CHAN Wai Ming

陳偉明
CE AOM741Licensed IndividualSFO licence active
Official SFC record

CHAN Wai Ming (CE number AOM741) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeBright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
RepresentativeBright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司

Licence Record (4)

2007-08-03 – present Current
Bright Smart Securities International (H.K.) Limited Rep
RA 1 RA 4
2007-08-03 – present Current
Bright Smart Futures & Commodities Company Limited Rep
RA 2 RA 5
2007-01-31 – 2007-04-20
Phillip Securities (Hong Kong) Limited Rep
RA 1
2007-01-31 – 2007-04-20
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOM741