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PEALLING Paul Michael Alfred

CE AOL748Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

PEALLING Paul Michael Alfred (CE number AOL748) is an individual licensed by the Hong Kong SFC. First licensed on 2007-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerABN AMRO Clearing Hong Kong Limited
Executive OfficerABN AMRO Clearing Bank N.V.

Licence Record (5)

2007-11-16 – present Current
ABN AMRO Clearing Hong Kong Limited RO
RA 1 RA 2
2014-11-11 – 2015-09-02
ABN AMRO Financial Products Limited RO
RA 1
2007-11-16 – 2010-12-31
ABN AMRO Clearing (Futures) Hong Kong Limited RO
RA 2
2007-02-01 – 2007-11-16
ABN AMRO Clearing Hong Kong Limited Rep
RA 1 RA 2
2007-02-01 – 2007-11-16
ABN AMRO Clearing (Futures) Hong Kong Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOL748