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HUNG Hoi Ming, Raymond

洪海明
CE AOL366Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUNG Hoi Ming, Raymond (CE number AOL366) is an individual licensed by the Hong Kong SFC. First licensed on 2007-02-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFirst Seafront Asset Management Limited
前海國際基金管理有限公司
RepresentativeFirst Seafront Asset Management Limited
前海國際基金管理有限公司

Licence Record (4)

2026-01-13 – present Current
First Seafront Asset Management Limited RO
RA 1 RA 4
2024-09-03 – present Current
First Seafront Asset Management Limited Rep
RA 1 RA 4 RA 9
2020-01-23 – 2022-04-08
First Seafront International Capital Limited Rep
RA 1 RA 4 RA 6
2007-02-21 – 2008-07-23
Joy Silver Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOL366