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YEUNG Sum Ho

楊森豪
CE AOK594Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YEUNG Sum Ho (CE number AOK594) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerOnePlatform Asset Management Limited
環一資產管理有限公司

Licence Record (8)

2017-09-07 – present Current
OnePlatform Asset Management Limited RO
RA 1 RA 4 RA 9
2022-09-21 – 2023-04-14
Wells Global Asset Management Limited RO
RA 1 RA 4 RA 9
2020-03-02 – 2021-05-31
AEI Caelus Asset Management Limited RO
RA 4 RA 9
2019-06-20 – 2019-07-18
CASH Wealth Management Limited Rep
RA 1 RA 4 RA 9
2012-01-09 – 2026-05-21
OnePlatform Asset Management Limited Rep
RA 1 RA 4 RA 9
2007-01-16 – 2010-04-10
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2007-01-16 – 2010-04-10
CES Commodities (HK) Limited Rep
RA 2
2007-01-16 – 2010-04-10
CES Forex (HK) Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOK594