LEUNG Wai Wa, Terry

梁偉華

CE AOJ441Licensed IndividualResponsible OfficerSFO licence active

LEUNG Wai Wa, Terry (CE number AOJ441) is an individual licensed by the Hong Kong SFC. First licensed on 2007-02-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Midas Securities Limited 金源證券有限公司

Licence Record (10)

2021-07-22 – present Current

Midas Securities Limited RO

RA 1 RA 2 RA 4 RA 9

2020-08-18 – 2020-12-20

Le Chiffre Capital Limited RO

RA 1 RA 4 RA 9

2018-07-11 – 2020-07-17

The Core Securities Company Limited RO

RA 1 RA 4 RA 9

2018-05-30 – 2018-07-11

The Core Securities Company Limited Rep

RA 1

2017-04-27 – 2017-12-29

Afflux Securities Limited RO

RA 1

2016-01-29 – 2017-03-31

Open Securities Limited RO

RA 1 RA 2

2015-03-30 – 2017-03-31

Open Securities Limited Rep

RA 1 RA 2 RA 4

2012-06-20 – 2015-03-20

Yuanta Securities (Hong Kong) Company Limited Rep

RA 1 RA 2 RA 3

2011-05-19 – 2015-03-20

Yuanta Asia Investment (Hong Kong) Limited Rep

RA 1 RA 2 RA 3

2007-02-22 – 2011-05-07

XinKong International Securities Limited Rep

RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOJ441