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YIP Yiu Kei

葉耀基
CE AOI981Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIP Yiu Kei (CE number AOI981) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGolden Mountain Financial Limited
金山金融有限公司

Licence Record (4)

2014-03-25 – present Current
Golden Mountain Financial Limited RO
RA 1 RA 2
2012-06-11 – 2019-07-05
Golden Mountain Financial Limited Rep
RA 2
2007-03-07 – 2012-06-07
Phillip Commodities (HK) Limited Rep
RA 2 RA 5
2007-01-02 – 2012-06-07
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOI981