LAU Tak Fai (CE number AOH320) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 4 firms.
| Capacity | Company / Institution |
|---|---|
| Responsible Officer | Emperor Asset Management Limited 英皇資產管理有限公司 |
| Responsible Officer | Emperor Futures Limited 英皇期貨有限公司 |
| Responsible Officer | Emperor Securities Limited 英皇證券有限公司 |
| Responsible Officer | Emperor Wealth Management Limited 英皇財富管理有限公司 |
| Representative | Emperor Asset Management Limited 英皇資產管理有限公司 |