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SHI Chenghu

石成虎
CE AOG041Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHI Chenghu (CE number AOG041) is an individual licensed by the Hong Kong SFC. First licensed on 2006-11-30. Their SFC licence is currently active. Accredited for regulated activities Type 2 (Futures dealing), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBANDS Capital Management Limited
磐石資產管理有限公司
Responsible OfficerBANDS Financial Limited
磐石金融有限公司

Licence Record (7)

2023-12-13 – present Current
BANDS Capital Management Limited RO
RA 9
2015-10-13 – present Current
BANDS Financial Limited RO
RA 2 RA 5
2013-07-16 – 2015-01-16
Jefferies Hong Kong Limited RO
RA 2
2012-12-24 – 2013-07-16
Jefferies Hong Kong Limited Rep
RA 2
2008-10-13 – 2012-06-22
SG Asset Finance (Hong Kong) Limited Rep
RA 2
2008-07-14 – 2009-07-31
Newedge Broker Limited Rep
RA 2 RA 7
2006-11-30 – 2012-06-22
Newedge Broker Hong Kong Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOG041