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DU Qun

杜群
CE AOD060Licensed IndividualSFO licence active
Official SFC record

DU Qun (CE number AOD060) is an individual licensed by the Hong Kong SFC. First licensed on 2006-11-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHTF Securities Limited
瑞豐國際證券有限公司

Licence Record (4)

2025-12-24 – present Current
HTF Securities Limited Rep
RA 1
2019-10-01 – 2025-01-24
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2011-07-27 – 2019-09-30
Sumitomo Mitsui Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2006-11-04 – 2011-05-24
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOD060