CHAN Kei Shu

陳紀樹

CE AOC991Licensed IndividualResponsible OfficerSFO licence active

CHAN Kei Shu (CE number AOC991) is an individual licensed by the Hong Kong SFC. First licensed on 2006-11-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	MoneyMore Asset Management Limited 萬利資產管理有限公司
Responsible Officer	MoneyMore Securities Limited 萬利證券有限公司

Licence Record (11)

2025-04-11 – present Current

MoneyMore Asset Management Limited RO

RA 4 RA 9

2024-05-16 – present Current

MoneyMore Securities Limited RO

RA 1

2024-03-12 – 2024-05-16

MoneyMore Securities Limited Rep

RA 1

2022-12-12 – 2024-02-16

Prior Asset Management Limited RO

RA 4 RA 9

2022-07-14 – 2024-02-16

Prior Securities Limited RO

RA 1

2019-01-03 – 2021-07-02

WK Fund Management Limited RO

RA 4 RA 9

2017-10-13 – 2021-07-02

WK Securities Limited RO

RA 1 RA 4

2007-10-05 – 2017-05-27

Haitong International Securities Company Limited Rep

RA 1 RA 3 RA 4

2007-10-05 – 2017-05-27

Haitong International Futures Limited Rep

RA 2

2006-11-06 – 2007-08-18

Phillip Securities (Hong Kong) Limited Rep

RA 1

2006-11-06 – 2007-08-18

Phillip Commodities (HK) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOC991