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CHONG Shu Tat

莊樹達
CE AOC981Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHONG Shu Tat (CE number AOC981) is an individual licensed by the Hong Kong SFC. First licensed on 2006-11-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerOrient Futures (Hong Kong) Limited
東方期貨(香港)有限公司
Responsible OfficerOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (9)

2025-03-07 – present Current
Orient Futures (Hong Kong) Limited RO
RA 2
2024-10-30 – present Current
Orient Securities (Hong Kong) Limited RO
RA 1
2024-09-05 – 2024-10-30
Orient Securities (Hong Kong) Limited Rep
RA 1
2022-08-08 – 2024-06-26
Victory Securities Company Limited Rep
RA 1 RA 2 RA 4
2019-08-06 – 2022-07-05
Forthright Securities Company Limited Rep
RA 1 RA 2 RA 4
2018-06-20 – 2019-07-24
Chief Commodities Limited Rep
RA 2
2009-08-26 – 2019-07-24
Chief Securities Limited Rep
RA 1 RA 4
2007-12-12 – 2009-02-27
China Tonghai (IA) Limited Rep
RA 4
2006-11-03 – 2007-08-07
East Asia Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOC981