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WAN Yuk Kiu Casemen

温玉嬌
CE AOC783Licensed IndividualSFO licence active
Official SFC record

WAN Yuk Kiu Casemen (CE number AOC783) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWynson Asset Management Limited
永昇資產管理有限公司

Licence Record (5)

2019-10-30 – 2023-12-31
Easy Fund Management Company Limited RO
RA 4 RA 9
2019-06-11 – 2019-10-23
Yupei Fortune Capital Limited Rep
RA 1 RA 4 RA 9
2015-03-18 – 2018-12-05
Haitong International Securities Company Limited Rep
RA 1 RA 4
2010-09-03 – 2018-12-05
iBest Consultants Limited Rep
RA 1 RA 4 RA 9
2007-01-17 – 2010-06-30
Cinda International Investment Consultant Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOC783