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HOU Yankun

侯延琨
CE AOC747Licensed IndividualSFO licence active
Official SFC record

HOU Yankun (CE number AOC747) is an individual licensed by the Hong Kong SFC. First licensed on 2006-11-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUBS Securities Hong Kong Limited

Licence Record (4)

2018-06-04 – present Current
UBS Securities Hong Kong Limited Rep
RA 6
2011-10-06 – 2018-03-01
UBS Securities Asia Limited Rep
RA 4
2008-10-10 – 2011-07-08
Nomura International (Hong Kong) Limited Rep
RA 4
2006-11-01 – 2008-09-29
Lehman Brothers Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOC747