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PONG Ling Cherng

CE AOC714Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PONG Ling Cherng (CE number AOC714) is an individual licensed by the Hong Kong SFC. First licensed on 2006-11-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Responsible OfficerGoldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
RepresentativeGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司

Licence Record (5)

2021-01-14 – present Current
Goldman Sachs (Asia) L.L.C. RO
RA 1
2021-01-14 – present Current
Goldman Sachs (Asia) Securities Limited RO
RA 2
2006-11-13 – present Current
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 9
2016-10-11 – 2021-01-14
Goldman Sachs (Asia) Securities Limited Rep
RA 2
2011-08-08 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOC714