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YAO See Wing, David

姚思榮
CE AOB931Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAO See Wing, David (CE number AOB931) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-31. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChocolate Asset Management Limited
巧力資產管理有限公司

Licence Record (3)

2017-09-04 – present Current
Chocolate Asset Management Limited RO
RA 9
2009-08-06 – 2015-05-30
AllianceBernstein Hong Kong Limited Rep
RA 4
2006-10-31 – 2009-03-03
Citadel Asia Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOB931