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NG Kai Pong

伍啟邦
CE AOB433Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Kai Pong (CE number AOB433) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerInnovax Capital Limited
創陞融資有限公司
RepresentativeInnovax Capital Limited
創陞融資有限公司

Licence Record (8)

2017-03-21 – present Current
Innovax Capital Limited RO
RA 6
2017-01-09 – present Current
Innovax Capital Limited Rep
RA 1 RA 6
2016-06-24 – 2016-10-24
Ping An of China Capital (Hong Kong) Company Limited RO
RA 6
2015-02-17 – 2016-06-24
Ping An of China Capital (Hong Kong) Company Limited Rep
RA 6
2013-11-19 – 2015-02-02
Cinda International Capital Limited Rep
RA 6
2010-03-03 – 2013-11-06
Kingsway Capital Limited Rep
RA 6
2010-03-03 – 2011-06-30
Kingsway Financial Services Group Limited Rep
RA 6
2006-10-19 – 2010-01-31
JW Capital Securities Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOB433