FUNG Ching Wan, Jackie

馮青雲

CE AOB388Licensed IndividualResponsible OfficerSFO licence active

FUNG Ching Wan, Jackie (CE number AOB388) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司

Licence Record (11)

2021-03-19 – present Current

Shanghai Securities (Hong Kong) Limited RO

RA 1 RA 4 RA 9

2020-09-30 – 2021-01-31

Pearl Bridge Securities Limited RO

RA 1 RA 4

2020-08-21 – 2020-08-21

Pearl Bridge Asset Management Limited Rep

RA 4 RA 9

2020-08-21 – 2021-01-31

Pearl Bridge Asset Management Limited RO

RA 4 RA 9

2020-05-20 – 2020-06-03

China Credit International Securities Co., Limited Rep

RA 1 RA 4 RA 9

2013-02-19 – 2019-09-18

XinKong International Securities Limited RO

RA 1 RA 2 RA 4

2012-11-02 – 2018-03-16

XinKong International Asset Management Limited Rep

RA 9

2011-05-09 – 2018-07-10

XinKong International Securities Limited Rep

RA 1 RA 2 RA 4

2010-08-23 – 2011-04-14

Yuanta Asia Investment (Hong Kong) Limited Rep

RA 1 RA 2

2008-02-21 – 2008-10-09

Nerico Brothers Limited Rep

RA 1

2007-05-21 – 2008-02-01

China Everbright Securities (HK) Limited Rep

RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOB388