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YE Yong

叶勇
CE AOB368Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YE Yong (CE number AOB368) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGF Asset Management (Hong Kong) Limited
廣發資產管理(香港)有限公司
Responsible OfficerGF Capital (Hong Kong) Limited
廣發融資(香港)有限公司
Responsible OfficerGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (4)

2021-01-07 – present Current
GF Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2013-05-20 – present Current
GF Securities (Hong Kong) Brokerage Limited RO
RA 1
2007-07-18 – present Current
GF Capital (Hong Kong) Limited RO
RA 6
2007-07-18 – 2013-05-20
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOB368