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LO Shui Wah

盧萃樺
CE AOB249Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Shui Wah (CE number AOB249) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerG. H. Financials (Hong Kong) Limited
港匯金融(香港)有限公司

Licence Record (4)

2022-08-01 – present Current
G. H. Financials (Hong Kong) Limited RO
RA 2
2015-09-04 – 2022-08-01
G. H. Financials (Hong Kong) Limited Rep
RA 2
2010-07-27 – 2014-02-11
UBS Derivatives Hong Kong Limited Rep
RA 2
2006-10-18 – 2014-04-11
UBS Securities Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOB249