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CHAN Yi, Vivien

陳怡
CE ANZ527Licensed IndividualSFO licence active
Official SFC record

CHAN Yi, Vivien (CE number ANZ527) is an individual licensed by the Hong Kong SFC. First licensed on 2006-11-13. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeZhongtai International Securities Limited
中泰國際證券有限公司

Licence Record (7)

2018-11-07 – present Current
Zhongtai International Securities Limited Rep
RA 4
2017-10-18 – 2018-09-10
China Sunrise Securities (International) Limited Rep
RA 4
2016-09-05 – 2017-10-13
China Sunrise Asset Management Limited Rep
RA 4 RA 9
2015-01-23 – 2016-07-22
China Merchants Securities (HK) Co., Limited Rep
RA 4
2012-07-17 – 2015-01-05
Oriental Patron Securities Limited Rep
RA 4
2008-07-31 – 2012-07-06
SinoPac Securities (Asia) Limited Rep
RA 4
2006-11-13 – 2008-07-05
Everbright Securities Investment Services (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANZ527