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AU Jonathan Wai Wing

區偉榮
CE ANY451Licensed IndividualSFO licence active
Official SFC record

AU Jonathan Wai Wing (CE number ANY451) is an individual licensed by the Hong Kong SFC. First licensed on 2006-09-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCGS International Securities Hong Kong Limited
中國銀河證券香港有限公司

Licence Record (9)

2014-07-21 – present Current
CGS International Securities Hong Kong Limited Rep
RA 1 RA 4
2012-05-03 – 2014-07-11
RHB Securities Hong Kong Limited RO
RA 1
2009-10-28 – 2012-05-03
RHB Securities Hong Kong Limited Rep
RA 1
2009-10-28 – 2014-07-11
RHB Futures Hong Kong Limited Rep
RA 2
2009-05-05 – 2009-06-11
Core Pacific-Yamaichi Futures (H.K.) Limited Rep
RA 2
2008-10-08 – 2009-06-11
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2008-10-08 – 2009-06-11
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1
2008-05-16 – 2008-07-31
CCB International Securities Limited Rep
RA 1
2006-09-21 – 2008-04-30
KGI Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANY451