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FUNG Kin Wing

馮鍵嶸
CE ANY399Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FUNG Kin Wing (CE number ANY399) is an individual licensed by the Hong Kong SFC. First licensed on 2006-09-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCMB International Global Markets Limited
招銀國際環球市場有限公司

Licence Record (10)

2023-06-30 – present Current
CMB International Global Markets Limited RO
RA 4
2022-01-24 – 2023-06-30
CMB International Global Markets Limited Rep
RA 4
2017-09-29 – 2022-05-05
CMB International Securities Limited Rep
RA 4
2017-01-04 – 2017-09-18
Glory Sun Securities Limited Rep
RA 1
2017-01-04 – 2017-09-18
Atlantic Asset Management Limited Rep
RA 4 RA 9
2012-10-04 – 2016-12-28
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 4
2009-11-17 – 2012-08-25
Piper Jaffray Asia Securities Limited Rep
RA 4
2007-05-23 – 2009-11-04
China Everbright Research Limited Rep
RA 4
2006-09-18 – 2007-05-13
Southwest Securities (HK) Futures Limited Rep
RA 2
2006-09-18 – 2007-05-13
Southwest Securities (HK) Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANY399