Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TAN E Wuen

陳儀雯
CE ANY308Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAN E Wuen (CE number ANY308) is an individual licensed by the Hong Kong SFC. First licensed on 2006-09-20. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCrosby Securities Limited
高誠證券有限公司

Licence Record (7)

2022-05-16 – present Current
Crosby Securities Limited RO
RA 4
2015-09-15 – 2022-05-16
Crosby Securities Limited Rep
RA 4
2014-11-05 – 2015-08-26
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 4
2010-03-19 – 2012-12-07
RHB Securities Hong Kong Limited Rep
RA 4
2010-01-06 – 2010-01-08
CSC Securities (HK) Limited Rep
RA 4
2008-04-17 – 2009-12-19
KGI Wealth Management Limited Rep
RA 4
2006-09-20 – 2008-04-14
SBI China Capital Securities Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANY308