LAU Nim Cho

劉念祖

CE ANU429Licensed IndividualSFO licence active

LAU Nim Cho (CE number ANU429) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
Representative	Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司

Licence Record (14)

2026-05-11 – present Current

Phillip Securities (Hong Kong) Limited Rep

RA 1

2026-05-11 – present Current

Phillip Commodities (HK) Limited Rep

RA 2

2024-05-16 – 2025-06-16

Yuanta Securities (Hong Kong) Company Limited Rep

RA 1 RA 2

2018-10-26 – 2020-05-31

CIF Securities Futures Limited Rep

RA 1 RA 2

2018-05-17 – 2020-03-30

CIF Global Markets (HK) Limited RO

RA 3

2018-04-16 – 2018-05-17

CIF Global Markets (HK) Limited Rep

RA 3

2016-09-23 – 2018-04-04

SBI FX Co., Limited Rep

RA 3

2014-07-07 – 2016-05-28

Tung Shing Securities (Brokers) Limited RO

RA 3

2013-02-25 – 2016-05-28

Tung Shing Futures (Brokers) Limited Rep

RA 2

2013-02-25 – 2014-07-07

Tung Shing Securities (Brokers) Limited Rep

RA 3

2009-08-06 – 2013-02-06

Haitong International Futures Limited Rep

RA 2

2009-08-06 – 2013-02-06

Haitong International Securities Company Limited Rep

RA 3

2006-11-17 – 2009-07-19

CES Forex (HK) Limited Rep

RA 3

2006-08-18 – 2009-07-19

CES Commodities (HK) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANU429