FUNG Kin Chung

馮健聰

CE ANT597Licensed IndividualResponsible OfficerSFO licence active

FUNG Kin Chung (CE number ANT597) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	GAOYU SECURITIES LIMITED 高裕證券有限公司

Licence Record (10)

2023-03-30 – present Current

GAOYU SECURITIES LIMITED RO

RA 1 RA 4 RA 9

2023-02-09 – 2023-03-30

GAOYU SECURITIES LIMITED Rep

RA 1 RA 9

2022-03-25 – 2022-12-31

I Win Securities Limited RO

RA 1

2021-10-11 – 2022-12-31

I Win Asset Management Limited RO

RA 4 RA 9

2021-05-18 – 2022-03-25

I Win Securities Limited Rep

RA 1

2021-05-18 – 2022-03-25

I Win Asset Management Limited Rep

RA 4 RA 9

2020-10-09 – 2021-04-26

Basel Capital Limited Rep

RA 4 RA 9

2016-10-17 – 2020-08-31

China Industrial Securities International Brokerage Limited Rep

RA 1 RA 4

2014-12-03 – 2016-10-15

Sinostar Asset Management Limited Rep

RA 9

2006-10-03 – 2010-09-27

OnePlatform Asset Management Limited Rep

RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANT597