Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WU Na

吳娜
CE ANT430Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Na (CE number ANT430) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFighton Capital Limited
方騰資本有限公司

Licence Record (9)

2014-08-29 – present Current
Fighton Capital Limited RO
RA 4 RA 9
2011-04-18 – 2014-01-02
UBP Asset Management Asia Limited RO
RA 1 RA 4 RA 9
2011-03-23 – 2011-04-18
UBP Asset Management Asia Limited Rep
RA 4 RA 9
2010-04-14 – 2011-03-14
Hamon Asian Advisors Limited RO
RA 4 RA 9
2010-04-14 – 2011-03-14
Hamon Asset Management Limited RO
RA 4 RA 5 RA 9
2010-04-14 – 2011-03-14
PFP Capital Limited RO
RA 4 RA 5 RA 9
2006-08-04 – 2010-04-14
Hamon Asian Advisors Limited Rep
RA 4 RA 9
2006-08-04 – 2010-04-14
Hamon Asset Management Limited Rep
RA 4 RA 5 RA 9
2006-08-04 – 2010-04-14
PFP Capital Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANT430