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SHUM Chung Lai, Tommy

沈仲禮
CE ANT372Licensed IndividualSFO licence active
Official SFC record

SHUM Chung Lai, Tommy (CE number ANT372) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBalyasny Asset Management (Hong Kong) Limited (trading as Corbets Capital)

Licence Record (7)

2025-07-07 – present Current
Balyasny Asset Management (Hong Kong) Limited (trading as Corbets Capital) Rep
RA 9
2024-05-21 – 2025-05-20
1020 Capital Management Limited Rep
RA 9
2022-09-13 – 2023-06-09
SG Securities (HK) Limited Rep
RA 1 RA 2
2019-11-07 – 2022-07-29
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2
2019-11-07 – 2022-07-29
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1
2007-07-10 – 2019-07-15
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2006-08-11 – 2006-10-31
Natixis Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANT372