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CHEN Ben

陳柏岑
CE ANT254Licensed IndividualSFO licence active
Official SFC record

CHEN Ben (CE number ANT254) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWellington Management Hong Kong Limited
威靈頓管理香港有限公司

Licence Record (2)

2020-06-01 – present Current
Wellington Management Hong Kong Limited Rep
RA 1 RA 4 RA 9
2006-08-04 – 2007-11-23
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANT254