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SO Kuen Kei

蘇權機
CE ANR645Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SO Kuen Kei (CE number ANR645) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGong Ping Futures Limited
公平期貨有限公司
Responsible OfficerGong Ping Securities Limited
公平證券有限公司

Licence Record (11)

2019-11-11 – present Current
Gong Ping Securities Limited RO
RA 1 RA 4
2019-11-08 – present Current
Gong Ping Futures Limited RO
RA 2
2019-06-28 – 2019-11-11
Gong Ping Securities Limited Rep
RA 1
2017-06-19 – 2019-04-01
Chuenman Securities Limited RO
RA 1
2017-04-24 – 2017-06-19
Chuenman Securities Limited Rep
RA 1
2015-10-22 – 2017-03-25
Huajin Securities (International) Limited Rep
RA 1
2015-10-22 – 2017-03-25
Huajin Futures (International) Limited Rep
RA 2
2015-05-21 – 2015-09-01
DBS Vickers (Hong Kong) Limited Rep
RA 1 RA 2
2008-03-28 – 2015-04-25
Emperor Securities Limited Rep
RA 1
2008-03-28 – 2015-04-25
Emperor Futures Limited Rep
RA 2
2006-08-30 – 2007-03-30
Wisdom Wealth Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANR645