NG Chi Him, Sam

吳子謙

CE ANQ542Licensed IndividualResponsible OfficerSFO licence active

NG Chi Him, Sam (CE number ANQ542) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	China CIFCO Securities Co., Limited 中國中期證券有限公司
Representative	China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司

Licence Record (13)

2022-01-27 – present Current

China CIFCO Securities Co., Limited RO

RA 1 RA 4

2019-05-06 – present Current

China International Futures (Hong Kong) Company Limited Rep

RA 2

2021-09-14 – 2022-01-27

China CIFCO Securities Co., Limited Rep

RA 1

2016-02-15 – 2016-05-11

Zhongtai International Securities Limited Rep

RA 1

2016-02-15 – 2016-05-11

Zhongtai International Futures Limited Rep

RA 2

2012-05-14 – 2019-04-04

Fulbright Securities Limited Rep

RA 1 RA 4

2012-05-14 – 2019-04-04

Fulbright Futures Limited Rep

RA 2

2010-11-01 – 2012-05-07

KGI Asia Limited Rep

RA 1

2010-11-01 – 2012-05-07

KGI Futures (Hong Kong) Limited Rep

RA 2

2009-08-21 – 2010-09-30

Yuanta Asia Investment (Hong Kong) Limited Rep

RA 1 RA 2

2008-12-11 – 2009-08-01

Celestial Commodities Limited Rep

RA 2

2008-01-21 – 2009-08-01

Celestial Securities Limited Rep

RA 1

2006-07-13 – 2008-01-01

Phillip Securities (Hong Kong) Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANQ542