Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

KWOK Ka Chun, Tom

郭家駿
CE ANQ504Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Ka Chun, Tom (CE number ANQ504) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGetta Asset Management Limited
皆得資產管理有限公司
Responsible OfficerGetta Securities Limited
皆得證券有限公司

Licence Record (4)

2019-11-25 – present Current
Getta Asset Management Limited RO
RA 4 RA 9
2018-03-14 – present Current
Getta Securities Limited RO
RA 1 RA 2 RA 4
2016-04-13 – 2019-11-25
Getta Asset Management Limited Rep
RA 4 RA 9
2006-08-31 – 2018-03-14
Getta Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANQ504